何何何

TS16949目前還是2009版的，是第三版。

出的第四版是認(rèn)證咨詢導(dǎo)則，和企業(yè)關(guān)系并不是太大，主要會(huì)影響的是外駐場(chǎng)地工廠不能做在同一張證書上，需要單獨(dú)取證，當(dāng)然費(fèi)用會(huì)比之前稍微多些。

1啄矢mO

第四版認(rèn)可規(guī)則與第三版認(rèn)可規(guī)則的主要 變化是：
1.增強(qiáng)CB簽約辦公室作用和職責(zé)
2.管理評(píng)審要求更加規(guī)范
3.完善CB內(nèi)部體系審核和見證審核要求, 使其更有意義和價(jià)值；
4.審核策劃,現(xiàn)場(chǎng)審核實(shí)施及審核報(bào)告要 求更加規(guī)范, 增值于CB, 客戶及IATF.
5.始終強(qiáng)調(diào)對(duì)顧客的業(yè)績(jī)
6.提升對(duì)制造過程審核的重要性,審核更 加規(guī)范
7.取消制造現(xiàn)場(chǎng)延伸場(chǎng)所
8.不符合項(xiàng)管理更加規(guī)范,
9.增加新的重點(diǎn)和要求.
10.暫停決定和要求更加規(guī)范；

“落實(shí)各項(xiàng)測(cè)量!”是核心！

第四版認(rèn)可規(guī)則關(guān)注所有股東對(duì)業(yè)績(jī) 的測(cè)量, 以及如何影響相關(guān)結(jié)果如如何影 響審核計(jì)劃?如何影響審核計(jì)劃的執(zhí)行?如 何影響否決權(quán)/ 認(rèn)證咨詢決定? 所有第四版認(rèn)可規(guī)則要求從2014年4 月1日開始得以全面滿足并且沒有任何偏 差和讓步的予以實(shí)施！

第四版認(rèn)可規(guī)則期望的結(jié)果: 供貨業(yè)績(jī)與TS認(rèn)證咨詢相互映證，打 消”誰都可獲證”的觀念！

IATF為了加強(qiáng)TS16949的價(jià)值和可信度，通過發(fā)布認(rèn)證咨詢導(dǎo)則第四版“提升認(rèn)證咨詢門檻”【ZT】

Site extensions制造現(xiàn)場(chǎng)延伸場(chǎng)地

Site extensions as defined previously will no longer exist as part of the ISO/TS 16949

Certification Scheme.制造現(xiàn)場(chǎng)延伸場(chǎng)地將不再存在于ISO/TS 16949 認(rèn)證咨詢方案中

IATF will withdraw, and therefore make obsolete, the current possibility to include site

extensions effective 1st of April 201
4. IATF 將從2014 年4 月1 日開始撤銷并從而廢除, 目

前包含現(xiàn)場(chǎng)延伸場(chǎng)地的的認(rèn)證咨詢

Clients with an existing manufacturing site extension will need to transition this site

extension to a single site between the time period of 1st of April 2014 – 1st of April 201
5.

現(xiàn)有制造現(xiàn)場(chǎng)延伸場(chǎng)地的客戶將需要按CB 公告2013-006 所述流程在2014 年4 月1

日至2015 年4 月1 日期間將其轉(zhuǎn)換為單個(gè)現(xiàn)場(chǎng).

Different Choices for transition”

您可以選擇下列方案之一進(jìn)行“轉(zhuǎn)換”：

1 Single Site Certification

單現(xiàn)場(chǎng)認(rèn)證咨詢

2 Corporate Scheme, if comply with Rules
5.3

TüV Rheinland Greater China

Page 2 of 7

如果滿足認(rèn)證咨詢規(guī)則
5.3 條款關(guān)于“集團(tuán)審核方案”的要求，可與現(xiàn)在主證書相結(jié)合，形

成“集團(tuán)審核方案”。

Prior to next regularly scheduled audit of the main site, the audit days for the main site and

previous manufacturing site extension shall be recalculated. The purpose of the

recalculation of audit days is to separate the previously included headcount of the

manufacturing site extension from the headcount of the main manufacturing site. Records

of the audit day calculation shall be retained as part of the audit records.在主現(xiàn)場(chǎng)的下次例

行計(jì)劃審核前, 主現(xiàn)場(chǎng)和先前的現(xiàn)場(chǎng)延伸的審核人日都應(yīng)重新計(jì)算. 兩場(chǎng)地的人數(shù)分開計(jì)算

人日計(jì)算記錄應(yīng)作為審核記錄保存.

The scheduling of the audit for the previous manufacturing site extension shall comply with

the deadline (Rules
5.
1.1) – audit cycle and shall be an initial certification audit.先前的現(xiàn)場(chǎng)

延伸的審核方案計(jì)劃應(yīng)符合規(guī)則
5.
1.1-審核周期的期限并應(yīng)作為初次認(rèn)證咨詢審核.

No stage 1 readiness review is required and the stage 2 days can be reduced equivalent

to the minimum number of audit days for recertification audits.不需一階段準(zhǔn)備評(píng)審, 并且二

階段人日可減少到再認(rèn)證咨詢的最低人日.

Significant changes to audit planning審核策劃的顯著變化：

Additional 1 hour on site, prior to the opening meeting, for verification of changes to

current customer and internal performance data, including a review of current online

customer report and/or scorecards. 首次會(huì)議之前額外一（1）個(gè)小時(shí)，用來現(xiàn)場(chǎng)驗(yàn)證當(dāng)前

顧客和內(nèi)部績(jī)效數(shù)據(jù)有無變化，以及當(dāng)前在線顧客報(bào)告和/或顧客記分卡

– This shall be shown as a line item in the audit agenda. 應(yīng)在審核計(jì)劃中單獨(dú)

列出

– 1 hour is in addition to the specified 8 hour work day in Rules
5.2 a) which

makes the first audit day a minimum of 9 hours.這一小時(shí)額外于規(guī)定的八小時(shí)

工作日會(huì)使第一周有九小時(shí)

– When calculating the total audit days, this activity is excluded and the 1 hour

of time is not entered into the IATF database. 這一小時(shí)不在總?cè)巳沼?jì)算內(nèi), 不

錄入IATF 數(shù)據(jù)庫

– Based upon the information collected, the audit plan may need to be

adjusted. 基于收集到的信息, 審核計(jì)劃可能需要調(diào)整.

TüV Rheinland Greater China

Page 3 of 7

Nonconformity management不符合項(xiàng)管理

The certification body shall require the client to submit, within a maximum of sixty (60)

calendar days from the closing meeting of the site audit, evidence of the following: 認(rèn)證咨詢

機(jī)構(gòu)應(yīng)要求客戶在現(xiàn)場(chǎng)審核末次會(huì)議后最多六十（60）個(gè)日歷日內(nèi)提交以下內(nèi)容的證據(jù)。

a) Implemented correction 已實(shí)施的糾正。

b) root cause including methodology used, analysis, and results 根本原因，包括所使

用的方法、分析和結(jié)果。

c) Implemented systemic corrective actions to eliminate each nonconformity, including

consideration of the impact to other similar processes and products, 已實(shí)施的用于

消除不符合的系統(tǒng)的糾正措施，包括對(duì)其他類似過程和iso三體系認(rèn)證影響的考慮。

d) Verification of effectiveness of implemented corrective actions.已實(shí)施的糾正措施有

效性驗(yàn)證。

The certification body shall review the submitted information and make a decision

regarding acceptability within a maximum of ninety (90) calendar days from the closing

meeting of the site audit.認(rèn)證咨詢機(jī)構(gòu)應(yīng)在現(xiàn)場(chǎng)審核末次會(huì)議后最多九十（90）個(gè)日歷日內(nèi)

評(píng)審提交的信息，并對(duì)其可接受性作出決定

1) If found acceptable, the nonconformity shall be closed and the certification body

shall verify the effective implementation of the identified corrective actions at the next

audit.如果可接受，關(guān)閉不符合，認(rèn)證咨詢機(jī)構(gòu)應(yīng)在下一次審核中驗(yàn)證已確認(rèn)糾正措施的有效

實(shí)施情況。

Note: Next audit shall be understood as the next scheduled audit i.e. surveillance or

recertification 注: 下一次審核應(yīng)理解為下一個(gè)計(jì)劃的審核, 即監(jiān)督或再認(rèn)證咨詢

100% resolved 100% 解決

When the following conditions have been met:如果滿足以下條件:

a) containment of the condition to prevent risk to the customer has been taken,

including a review of the systemic impact on the client’s process,

已經(jīng)對(duì)情況進(jìn)行遏制以預(yù)防顧客風(fēng)險(xiǎn)，包括評(píng)審對(duì)客戶過程的系統(tǒng)影響

b) documented evidence of an acceptable action plan, instructions, and records to

demonstrate the elimination of the nonconformity condition, including a review of the

TüV Rheinland Greater China

Page 4 of 7

systemic impact on the client’s process,有證明消除不符合項(xiàng)的可接受措施計(jì)劃、說明和

記錄的iso三體系認(rèn)證化證據(jù)，包括評(píng)審對(duì)客戶過程的系統(tǒng)影響

c) scheduled onsite follow-up audit based on the accepted action plan and prior to the

next audit,在下一次審核之前安排了基于已接受措施計(jì)劃的現(xiàn)場(chǎng)跟蹤審核

d) in situations where 100% resolution has been determined, the certification body

shall maintain records of the justification.在100%解決已經(jīng)確定的情況下，認(rèn)證咨詢機(jī)構(gòu)

應(yīng)保持說明理由的記錄

Note: onsite follow up audit shall be understood as an additional audit (therefore

additional days) conducted before the next scheduled audit, surveillance or

recertification audit注:現(xiàn)場(chǎng)跟蹤審核應(yīng)理解為在下一次計(jì)劃的審核(監(jiān)督或再認(rèn)證咨詢)前進(jìn)行

的額外審核(因而額外的人日)

In cases where the accepted corrective action plan is found to be not effectively

implemented, a new major nonconformity shall be issued against the corrective action

process and the previous minor nonconformity reissued as a major nonconformity.如果

發(fā)現(xiàn)已接受的糾正措施計(jì)劃未能有效實(shí)施, 針對(duì)糾正措施過程應(yīng)提出新的嚴(yán)重不符合項(xiàng)，

之前的一般不符合將重新確定為嚴(yán)重不符合

Note: This will lead to automatic suspension of the certificate 注: 此時(shí)證書的暫停自動(dòng)

啟動(dòng)

2) If found not acceptable, the certification body shall resolve the outstanding issues

with the client within a maximum of ninety (90) calendar days from the closing meeting

of the audit.如果不可接受，認(rèn)證咨詢機(jī)構(gòu)應(yīng)在審核末次會(huì)議后最多九十（90）個(gè)日歷日內(nèi)與

客戶解決未解決的問題。

If resolution cannot be completed, the final audit result shall be considered failed

and the IATF database shall be updated. The certification decision shall be negative

and the client shall start over with an initial certification audit.無法解決，最終審核結(jié)果

應(yīng)被視為失敗，IATF 數(shù)據(jù)庫應(yīng)進(jìn)行更新。認(rèn)證咨詢決定應(yīng)為否定的（見
5.12 a-d 條），客戶

應(yīng)從初次認(rèn)證咨詢審核（第1 階段準(zhǔn)備評(píng)審和第2 階段審核）重新開始。

The current valid certificate shall be immediately withdrawn

當(dāng)前有效的證書應(yīng)立即撤銷。

A major nonconformity shall require onsite verification of the corrective action. The

onsite verification shall be completed within a maximum of 90 calendar days from the

TüV Rheinland Greater China

Page 5 of 7

closing meeting of the site audit.嚴(yán)重不符合的糾正措施應(yīng)進(jìn)行現(xiàn)場(chǎng)驗(yàn)證?，F(xiàn)場(chǎng)驗(yàn)證應(yīng)在

現(xiàn)場(chǎng)審核末次會(huì)議后最多九十（90）個(gè)日歷日內(nèi)完成

In cases where the accepted corrective action plan for a major nonconformity is found

to be not effectively implemented, the audit result shall be considered failed, the IATF

database shall be updated, and the certificate withdrawn.如果發(fā)現(xiàn)針對(duì)嚴(yán)重不符合的已

接受的糾正措施計(jì)劃未能有效實(shí)施，審核結(jié)果應(yīng)被視為失敗，IATF 數(shù)據(jù)庫應(yīng)進(jìn)行更新，

證書也要撤銷.

Onsite verification of the corrective action for a minor nonconformity within a maximum

of 90 calendar days from the closing meeting of the site audit is at the discretion of the

certification body based on knowledge and experience.在現(xiàn)場(chǎng)審核末次會(huì)議后最多九十

（90）個(gè)日歷日內(nèi)對(duì)一般不符合的糾正措施的現(xiàn)場(chǎng)驗(yàn)證，由認(rèn)證咨詢機(jī)構(gòu)根據(jù)知識(shí)和經(jīng)驗(yàn)自

主決定

In cases where the accepted corrective action plan for a minor nonconformity is found

to be not effectively implemented, a new major nonconformity shall be issued against

the corrective action process and the previous minor nonconformity reissued as a

major nonconformity.如果發(fā)現(xiàn)針對(duì)一般不符合的已接受的糾正措施計(jì)劃未能有效實(shí)施，

針對(duì)糾正措施過程將會(huì)提出新的嚴(yán)重不符合，之前的一般不符合將重新確定為嚴(yán)重不符

合.

Note: This will lead to automatic suspension of the certificate

注: 此時(shí)證書的暫停自動(dòng)啟動(dòng)

4.證書內(nèi)容The content of the certificate

The content of the certificate shall…證書的內(nèi)容應(yīng)…

include only all design and manufacturing activities for automotive-related

products and services meeting the applicability of ISO/TS 16949 只包括滿足ISO/TS

16949 適用性的汽車相關(guān)iso三體系認(rèn)證和服務(wù)的全部iso認(rèn)證和制造活動(dòng)

To ensure consistency, certificate scope statements shall be stated as:

為確保一致性,證書范圍描述應(yīng)為:

? “design and manufacturing of widgets”, “零部件的iso認(rèn)證和制造”

? “manufacturing of widgets” or “manufacturer of widgets” “零部件的制造”

? “assembly, heat treat, welding, plating, painting, etc. of widgets” “零部件的裝

配, 熱處理, 焊接, 電鍍, 噴漆, 等等”

TüV Rheinland Greater China

Page 6 of 7

Shall not include: For the auto industry, Development, Sales, Engineering, Servicing,

Warehousing, Sequencing, etc.不應(yīng)包括: 用于汽車工業(yè), 開發(fā), 銷售, 工程, 服務(wù), 倉儲(chǔ),排

序,等等

List on the front page the name of the company being certified and their

complete address.在首頁列出被認(rèn)證咨詢公司的iso認(rèn)證流程建議和完整地址。

? Multiple names for a single site are permitted.允許一個(gè)現(xiàn)場(chǎng)有多個(gè)iso認(rèn)證流程建議

? Name of the company shall be the legal name, not what the client wants the

name to say.公司的iso認(rèn)證流程建議應(yīng)為法定iso認(rèn)證流程建議

? Complete address includes… (street address, city, state, province, country,

postal code).完整地址包括…

A postal box as the address is not permitted不允許將郵箱（即：P.O.）做為地址

3. Client 其他體系s & CB membership 其他體系s are not permitted on the certificate.證書上

不允許出現(xiàn)客戶標(biāo)志和CB 成員標(biāo)識(shí)

5．Splitting of sites (Automotive vs. Non-automotive) 分離現(xiàn)場(chǎng) (汽

車和非汽車）

If a portion of the site is dedicated to automotive, then the headcount from that portion can

be used to determine audit time when the following conditions are met:

如果現(xiàn)場(chǎng)的一部分專門用于汽車制造，則在以下條件滿足的情況下，該部分的員工

數(shù)可用于確定審核時(shí)間:

- approval from the relevant Oversight office prior to implementation,實(shí)施前獲

得相關(guān)監(jiān)督辦公室批準(zhǔn)

- all automotive manufacturing processes are physic中證集團(tuán)iso認(rèn)證的王老師 separated from nonautomotive

manufacturing 所有汽車制造過程都與非汽車制造實(shí)際分離

- personnel working in the automotive manufacturing process areas are

completely dedicated 在汽車制造過程區(qū)域的人員完全致力于汽車制造

- all support personnel (onsite or remote) are included in the headcount. No

ratios can be applied 所有支持活動(dòng)的人員包含在員工總數(shù)中. 沒有比例一說

“Physic中證集團(tuán)iso認(rèn)證的王老師 separated” means…”實(shí)際分離”意味…

- Different floors of a single building 一棟建筑的不同樓層

TüV Rheinland Greater China

Page 7 of 7

- Multiple separate buildings on the property with a single address 同一地址

的多棟分離建筑

- Manufacturing lines separated by a permanent barrier that encloses the

area 永久隔離物圍出的制造線